CLEARING FIRMS

Multiple Choice

KB Elliott provides two of the most respected clearing firms in the financial services industry:

NATIONAL FINANCIAL SERVICES, LLC

National Financial, a Fidelity Investments company and the second largest provider of clearing and custody services to approximately 300 client firms representing over $465 billion in assets under administration (as of Dec. 31, 2010), offers firms access to a comprehensive clearing platform, inclusive of a dedicated service model, a powerful global trading platform, and a source of leading investment solutions, all designed to help them grow confidently.  National Financial’s comprehensive offering enables it to serve broker-dealers of various types and sizes that can serve your evolving needs.  In addition to being a leading clearing provider in the U.S. for nearly 30 years, National Financial leverages the strength and experience of Fidelity Investments, one of the world’s largest providers of financial services.

For more information about National Financial, please visit http://ww.nationalfinancial.com


PERSHING, LLC

Pershing LLC is and has been a leading global provider of financial business solutions for over 70 years.  It serves many of the world’s most respected financial organizations.  They are committed to providing Financial Professionals dependable operational support, robust trading services, flexible technology, an expansive array of investment solutions, practice management support and service excellence. They remain committed to the safekeeping, servicing, segregation, and reporting of assets held in their custody.

To learn more about Pershing LLC, visit: www.pershing.com